What are all the possible filing types a public company can submit to sec.gov
Do public companies file with the SEC?
The Securities and Exchange Commission (SEC) requires public companies, certain company insiders, and broker-dealers to file periodic financial statements and other disclosures. Finance professionals and investors rely on SEC filings to make informed decisions when evaluating whether to invest in a company.
Which three reports are mandatory for every public company to file?
SEC filings are financial statements, periodic reports, and other formal documents that public companies, broker-dealers, and insiders are required to submit to the U.S. Securities and Exchange Commission (SEC).
What reports must a public company file with the SEC?
SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.
How many SEC files are there?
The system processes about 3,000 filings per day, serves up 3,000 terabytes of data to the public annually, and accommodates 40,000 new filers per year on average. Learn about the history of EDGAR. EDGAR® and EDGARLink® are registered trademarks of the SEC.
What is a public filing?
Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement. Sample 2.
Which types of companies must register with the SEC?
All companies, domestic and foreign, are required to file registration statements and other forms electronically. Investors can then access registration and other company filings using EDGAR. Not all offerings of securities must be registered with the SEC.
What are EDGAR filings?
EDGAR—Electronic Data Gathering, Analysis, and Retrieval—is the electronic filing system created by the Securities and Exchange Commission to increase the efficiency and accessibility of corporate filings. The system is used by all publicly traded companies when submitting required documents to the SEC.
What is an 8K filing?
What is an 8-K? Form 8-K, also known as an 8K, is a form that is filed by public companies to notify their shareholders and the Securities and Exchange Commission (SEC) when an unscheduled material event takes place.
Where can I find SEC Form 4 filings?
The Form 4 is available through the SEC’s website as a downloadable PDF. Once filled out correctly (see below for filing information), the reporting person must file the form via the Commission’s Electronic Data Gathering and Analysis and Retrieval System (EDGAR).
What is a Form 5 filing?
SEC Form 5 is used for those who failed to report a change in ownership of a company’s shares. However, other SEC forms must be filed before SEC Form 5. Form 5 helps to provide disclosure of ownership activity at a company and can prevent illegal activity by insiders or employees.
What is a Form 3 filing?
Form 3 is a document that a company insider or major shareholder must file with the SEC. The information provided on the form is meant to disclose the holdings of directors, officers, and beneficial owners of registered companies and becomes public record.
What is the difference between Form 3 and Form 4?
Form 3 must also be filed within ten days after a person’s holdings exceed 10% of any class of the company’s registered equity securities. Form 4 is used for the required reporting of changes in company stock ownership.
What is a Form 4 SEC filing?
What Is SEC Form 4: Statement of Changes in Beneficial Ownership? SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.
What is SEC Form S 4?
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
What is SEC Form S 3 used for?
Form S-3 is a simplified form for registering securities with the Securities and Exchange Commission (SEC). The form can be used by a company to register securities under the Securities Act of 1933, instead of using Form S-1.
What is difference between S-1 and S-3?
Form S-3 is a shorter registration form than Form S-1, which is used in an initial stock launch or IPO. Form S-3 can be used by a company one year after an IPO.
What is an S 2 form?
Form S-2 was a filing required by the Securities and Exchange Commission that served as a simplified registration for the offering of new securities. An SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC).
Who is eligible for Form S-3?
What is primary eligible? A company is primary eligible to use Form S-3 or Form F-3 to offer securities on its own behalf for cash on an unlimited basis if the aggregate market value of its voting and non-voting common equity held by non-affiliates (its “public float”) is at least $75 million.
What is a form S 11?
A registration statement under The Securities Exchange Act of 1933, Form S-11 must be filed with the Security and Exchange Commission (SEC) by any real estate investment trust (REIT) or other company owning real estate for investment purposes, if it intends to offer securities.
When Can Form S-3 be used?
SEC Form S-3 is a regulatory filing that provides simplified reporting for issuers of registered securities. An S-3 filing is utilized when a company wishes to raise capital, usually as a secondary offering after an initial public offering has already occurred.
What is a 13D filing?
A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by anyone investor or entity. It is sometimes referred to as a beneficial ownership report. 1
What is 13G filing?
The Securities and Exchange Commission (SEC) Schedule 13G form is an alternative filing for the Schedule 13D form and is used to report a party’s ownership of stock which exceeds 5% of a company’s total stock issue. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
What is 13F SEC filing?
The Securities and Exchange Commission’s (SEC) Form 13F is a quarterly report that is required to be filed by all institutional investment managers with at least $100 million in assets under management. It discloses their equity holdings and can provide insights into what the smart money is doing in the market.